AFSL Audit Services

Why Choose Mizael Partners for AFSL Audit Services?

Mizael Partners was founded in 2013. Since then, we have helped more than 2,000 clients become self-sustaining, compliant, and ready for growth. We are specialists providing innovative solutions in accounting, auditing, financial advice, tax, bookkeeping, and forensic accounting. Contact us today to find out what we can do for your business.

Australian Financial Services Licence (AFSL) audit services for retail, wholesale, or limited licence operators.

Professional AFSL audit services, Australia-wide.

What is an AFSL Audit?

An Australian Financial Services Licence (AFSL) audit is a regulatory requirement under the Corporations Act 2001. It ensures that AFSL holders comply with ASIC’s obligations, including financial reporting, risk management, and client money handling.

At Mizael Partners, we deliver high-quality, independent AFSL audit services that align with ASIC’s expectations and help safeguard your licence. Our process ensures compliance while adding value through practical insights and clear reporting.

We serve clients across Australia, with dedicated teams based in Melbourne and Sydney, specialising in AFSL audits.

Our AFSL audit services include:

  • Annual financial statement audits for AFSL entities.
  • Compliance audits in line with ASIC Regulatory Guide 250.
  • Internal control and governance reviews.
  • Client money and custodial arrangement reviews.
  • Custom audit reports with actionable recommendations.

Whether you’re operating under a retail, wholesale, or limited licence, we tailor our audit approach to suit your obligations.

Our audit process.

Our AFSL audit service ensures that you comply with ASIC's requirements. Our process is simple:

  1. Free consultation: We begin with a no-obligation 30-minute consultation to understand your AFSL obligations;
  2. Tailored audit planning: Based on your licence type and business model;
  3. Fieldwork and review: Performed remotely or onsite for flexibility and efficiency;
  4. Audit report: Detailed findings and ASIC-compliant documentation;
  5. Support and guidance: Assistance with ASIC responses and control improvements;
  6. Financial statements review: Review of General-Purpose Financial Statements and providing recommendations on Disclosures as required by ASIC.

Ensure compliance by working with Mizael Partners. 

You’ve made the right choice with Mizael Partners.

Mizael Partners is a trusted audit firm in Melbourne and Sydney, providing AFSL audit services to financial services businesses across all states and territories.

What sets us apart:

  • Experienced auditors with in-depth knowledge of AFSL compliance.
  • Efficient, low-disruption audits – onsite or remote.
  • Consistent communication and personalised service.
  • Australia-wide support with local expertise in AFSL audits in Melbourne and Sydney.

Book your AFSL audit today.

If you’re looking for a reliable, experienced partner for your AFSL audit in Melbourne, Sydney, or anywhere else in Australia, Mizael Partners is here to help.

Call 1300 444 004 or contact us online to book your free consultation today.

Take advantage of this exclusive offer, available for new business clients until the end of September

FREE 30 MINUTE INITIAL CONSULTATION*

* Available for new business clients only until the end of September.

ISO Certification

ISO certification ensures quality management, security of client data, and allows us to provide optimum service to our clients at all times.

Industry Experience

Are you a local Melbourne business in Ringwood, Bayswater, or Croydon? Looking for business accounting and tax accounting solutions? We would love to help you grow.

Our friendly staff are ready to help you. Enquire below for a response within 1 business day.

Please note, we cater to business, corporate and organisational based clients, and unfortunately cannot assist with individual tax returns at this time.

Typical response time: two business hours.

some of our happy clients

Don’t just take our word for it. Hear from some of the clients we have had the pleasure of working with.